Investment

Compliance

Compliance System

Compliance Team
  • Board of directors/ CEO
    • Related Laws and Regulations, Terms and Prospectus Internal Control Standards, Code of Ethics
    • Management Supervision / Advance Report
    • Fund Management/ Marketing / General Management
  • Build Foundation Establish a system for checking operation-related violation of laws and regulations and establish effective compliance monitoring
  • Configurations and activities Establish compliance divisions to monitor companies under laws and regulations
  • Ethical Awareness Possess spirit of compliance and being responsible as an asset management expert
Engineered for TRANSPORTATION INFRASTRUCTURE Investment with TECHNICAL EXPERTISE